What this is.
Position in the architecture · Operational Machinery
Specification · No standalone specification is deposited for this framework. Its authoritative treatment is Chapter 12 of AI Governance and Compliance Frameworks for the Middle East: The Enterprise Playbook, ISBN 978-1-0678960-1-0. This page and registry entry REG-02 are the most complete normative statement available in citable form.
The claim.
A model that has not been independently validated may be operated. Its outputs are not evidence of anything to a party outside the team that built it. That is the whole of the framework’s claim, and everything in it exists to make the moment at which a model’s fitness becomes a matter of record identifiable in time.
Six steps.
Inventory establishes what exists. Pre-validation establishes what the builder claims. Independent validation tests the claim by someone who did not make it. Approval binds a named person to the decision. Monitoring watches the assumptions the approval rested on. Revalidation returns when those assumptions move. Each step produces a record, and the record is the artifact the next step consumes.
Two roles, never one person.
The head of model risk owns the discipline. The named approving executive owns each approval. They must not be the same person for the same model, because independence is the property the framework exists to establish and a discipline that permits the builder to approve the build has not established it. Where a Sharia Supervisory Board holds binding approval power, validation carries a second and independent track, specified jointly with SACF.
What this does not claim.
Asserted. Alignment with supervisory model risk expectations. The source treatment contains no written crosswalk to current Canadian or United States supervisory guidance. An institution relying on this for supervisory alignment must perform that crosswalk against the primary sources in force in its own jurisdiction.
Missing. No published validation report template and no worked validation example. The discipline is specified; the artifact it produces is not exemplified.
Scope. It specifies the discipline, not the statistical or behavioural methods a validator applies within it. It does not tell a validator how to validate.
Citation.
Cite this framework. No standalone specification is deposited. Its authoritative treatment is Chapter 12 of AI Governance and Compliance Frameworks for the Middle East: The Enterprise Playbook, ISBN 978-1-0678960-1-0, and its normative statement in citable form is registry entry REG-02 in 10.5281/zenodo.22170112.
In the practice.
- Governed production AI, the discipline this framework belongs to
- Defensible AI, the family and the register
- AI Governance and Compliance Frameworks for the Middle East, the source treatment
- Model risk, the service this framework is applied through
- AI governance in the wiring, on where governance actually lives